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Client Assets

This awareness-level course takes a practical look at the client asset rules of the Financial Conduct Authority (FCA). It explains the key definitions, the importance of protecting client assets rules and the legal and regulatory landscape. Scenarios equbring the content to life and enable the learner to apply what they have learned in real-life situations.

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Course Overview

Learning Objectives

This course explains:

  • What client assets are
  • The legal and regulatory landscape
  • Client asset controls
  • Client asset governance arrangements

  • Audience

    Suitable for all

  • Duration

    Up to 30 mins

  • Assessment

    End test included as standard

Technical Specifications


SCORM 2004 (3rd/4th edition)

Hosting Environment

SCORM 1.2/2004 (3rd/4th edition) compliant LMS platforms including:

  • Moodle
  • Cornerstone
  • SumTotal
  • Saba
  • PeopleFluent LMS (formerly NetDimensions)

Browser Support

Internet Explorer 11
(Pop-up blockers disabled and JavaScript must be enabled)

Learner Environment

Responsive content may be viewed on:

  • Desktop
  • Laptop
  • Tablet device
  • Smartphone

Recommended connection speed 512 KBPS

Please request a free trial if you would like to review the course. If you would like to purchase 20 licenses or more or wish to be invoiced for your purchase, please get in touch and one of the team will help. Contact leoacademy@leolearning.com.

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