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Take 5 to think about the Conduct Rules and You

Take 5 to think about The Conduct Rules and You

This bite-size module has been developed for all financial services firms covered by the Financial Conduct Authority’s (FCA) Senior Managers and Certification Regime. It reminds employees of their responsibilities under the FCA’s Individual Conduct Rules and explores how they apply in practice.

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Course Overview

Learning Scenarios

This bite-size course explores the following themes through practical scenarios:

  • The aim of the Individual Conduct Rules
  • The meaning and application of each of the Individual Conduct Rules
  • Personal culpability
  • The responsibility of line managers
  • Non-financial misconduct
  • Audience

    All employees covered by the FCA’s Individual Conduct Rules

  • Duration

    Up to 5 mins

  • Assessment


Technical Specifications


SCORM 2004 (3rd/4th edition)

Hosting Environment

SCORM 1.2/2004 (3rd/4th edition) compliant LMS platforms including:

  • Moodle
  • Cornerstone
  • SumTotal
  • Saba
  • PeopleFluent LMS (formerly NetDimensions)
Browser Support

Internet Explorer 11
(Pop-up blockers disabled and JavaScript must be enabled)

Learner Environment

Responsive content may be viewed on:

  • Desktop
  • Laptop
  • Tablet device
  • Smartphone

Recommended connection speed 512 KBPS

Please request a free trial if you would like to review the course. If you would like to purchase 20 licenses or more or wish to be invoiced for your purchase, please get in touch and one of the team will help. Contact leoacademy@leolearning.com.

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