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The Conduct Rules and You

The Conduct Rules and You

The course provides a practical guide to the FCA Conduct Rules. It covers a brief overview of the Senior Managers and Certification Regime (SMCR), the scope and content of the Conduct Rules, and both role-specific and industry-specific examples.

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Course Overview

Learning Objectives

By the end of the course the learner will understand:

  • The aim and architecture of the SMCR
  • How the Conduct Rules apply to their industry and role
  • Their responsibilities under the Conduct Rules
  • The consequences of breaching the Conduct Rules
  • Audience

    Role-specific and industry-specific

  • Duration

    20-25 mins

  • Assessment

    Pre-test, post-test and attestation options available

Technical Specifications


SCORM 2004 (3rd/4th edition)

Hosting Environment

SCORM 1.2/2004 (3rd/4th edition) compliant LMS platforms including:

  • Moodle
  • Cornerstone
  • SumTotal
  • Saba
  • PeopleFluent LMS (formerly NetDimensions)
Browser Support

Internet Explorer 11
(Pop-up blockers disabled and JavaScript must be enabled)

Learner Environment

Responsive content may be viewed on:

  • Desktop
  • Laptop
  • Tablet device
  • Smartphone

Recommended connection speed 512 KBPS

Please request a free trial if you would like to review the course. If you would like to purchase 20 licenses or more or wish to be invoiced for your purchase, please get in touch and one of the team will help. Contact leoacademy@leolearning.com.

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